Vault.com, Inc. ·         $60-80m buyout via Ledgemont Media Holdings I llc in 2007 ·         Board Observer
	Liquidmetal Technologies Inc. (OTCBB:LQMT) ·         ~$30m aggregate private placements in 3 transactions over 4 years, since 2004 ·         Debt restructuring
	Elite Pharmaceuticals Inc. (AMEX:ELI) ·         ~$40m aggregate private placements in 3 transactions over 4 years, since 2004 ·         Acted as Director, Audit & Compensation Committees ·         Advised on strategic partners; Financial Advisor
	KineMed, Inc. ·         ~$40m aggregate private placements in 4 transactions over 5 years, since 2003 ·         Director, Audit & Compensation Committees ·         Financial Advisor
	Gulf Fleet Management ·         Advisor on $70m structured recapitalization in 2007